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Customised certification training

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Compliance Officer

Ensure compliance, manage risks, and become the indispensable guardian of financial trust.

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Training objectives

Each module is designed to effectively build your skills, enabling you to quickly master the responsibilities associated with banking regulation.

Regulatory framework and banking compliance

This module provides an in-depth understanding of key regulations such as the LSFin, the LEFin and FATCA, with a focus on their practical application within financial institutions. Participants will learn how to navigate a complex and constantly evolving regulatory environment, developing skills to ensure compliance and minimise legal risks.

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Combating money laundering and terrorist financing

This module covers legal obligations and best practices in the prevention of money laundering and terrorist financing. Participants will be trained in identifying suspicious transactions, implementing effective internal controls and collaborating with the relevant authorities, thereby strengthening the security and integrity of financial institutions.

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Risk management and market integrity

This module explores strategies for managing operational, legal and reputational risks, with a focus on financial market integrity. Participants will learn how to develop and implement robust compliance programmes, perform risk analyses and foster a culture of compliance within their organisations.

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Information security and data protection

This module addresses issues related to cybersecurity and personal data protection in the financial sector. Participants will acquire the skills to assess information security risks, implement protective measures in accordance with current regulations, and ensure the confidentiality and integrity of sensitive data.

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Your comments

Your personalised 100% compliance officer training course

Online or face-to-face

Choose your course format and timetable to suit your schedule. We tailor your training to your availability.

6 months

The duration of the training varies depending on your level and objectives (5 to 7 hours of weekly time commitment). The content of the training is entirely tailor-made.

Graduate

Our compliance officer training programme leads to a diploma and is internationally recognised. We are eduQua certified.

The modules

I. Regulatory framework and banking compliance

- Learn to master key laws and regulations, such as the LSFin, the LEFin and the FATCA.
- Understand the obligations of financial institutions to ensure their legal compliance.
- Develop practical skills to manage a complex regulatory environment.

II. Combating money laundering and terrorist financing

- Identify and analyse suspicious transactions in accordance with legal requirements.
- Learn how to implement internal controls to prevent illegal activities.
- Strengthen your skills to collaborate effectively with the relevant authorities.

III. Risk management and market integrity

- Assess operational, legal and reputational risks within financial institutions.
- Develop robust compliance programmes to protect market integrity.
- Learn how to establish a culture of compliance and ethics within your organisation.

IV. Information security and data protection

- Identify cybersecurity risks in the financial sector.
- Implement measures to protect sensitive data and ensure its confidentiality.
- Take a proactive approach to complying with data protection regulations.

«In an ever-changing regulatory environment, the role of Compliance Officer is strategic in securing and managing an organisation's activities. This training provides the technical and practical knowledge necessary to anticipate, prevent and manage compliance risks. Our goal: to train professionals capable of ensuring integrity, rigour and operational excellence.»
Simon Pawolleck
Simon PawolleckProgramme Director

Banking compliance is not just a legal obligation; it is the cornerstone of trust, the guarantee of integrity and the shield against risk in an ever-changing financial world.

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FAQ

The training is tailored to your level and objectives. Contact us for a free quote.

Payment in two instalments is possible at no extra cost. The full cost of this training course is tax deductible.

This training course is intended for:

  • For professionals in the banking and financial sector who wish to specialise in compliance and risk management.
  • For employees in compliance, audit or legal departments seeking to further develop their skills.
  • For individuals undergoing professional retraining who wish to enter a strategic and rapidly growing sector.
  • For managers and operational leaders who wish to better understand compliance issues in order to lead their teams.
  • To experts in related fields (lawyers, consultants, regulators) working with financial institutions.

Contact us and get a complimentary trial session with your trainer.

This is the best way to realise the full value that this training will bring you.

By e-mail: contact@osamformations.com

By telephone: + 41 22 518 90 93

For more information, contact us!

Free quotation and trial session

Our training manager will contact you to present our method and our rates.

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